Keil M. Larson

  • Phone: 312-664-9300
  • Fax:312-664-5363
  • Email Us
800 N. Clark Street, Suite 222 Chicago IL 60610 U.S.A. View Map

Business

Restrictions on Short Sales of Securities
A short sale of a security is a sale of the security by an investor before the investor actually owns the security being sold. The investor profits if the value of the security declines between the time of the sale and the time of delivery of the security. Short sales may also allow an investor to lock in changes in value shares already held or to hedge against significant changes in value in securities. More...
Tracking or Targeted Stocks
In addition to common stock, companies may issue what is known as tracking or targeted stock. For example, a large automaker that acquired a company in the computer industry issued a tracking stock that tracked the performance of the acquired company once it began operating as a division of the automaker. More...
Initial Public Offerings & the Securities Act of 1933> Registration of Securities> Registration Statement Filing
Pros and Cons for a Company Going Public More...
Investment Manager Reports To Be Filed With the Securities and Exchange Commission
Institutional investment managers must report to the Securities and Exchange Commission on Form 13F those securities registered under Section 13(f) of the Securities Act of 1933 over which the investment managers exercise discretion. More...
Public Reporting Requirements for Major Company Events
Major events for public companies must be made public through the filing of Form 8-K with the Securities and Exchange Commission. Form 8-K must be filed within four days after the events outlined in Sections 1 through 5 and 9 below. More...

Areas of Practice

More

Office Hours

Monday08:30 AM - 06:00 PMTuesday08:30 AM - 06:00 PMWednesday08:30 AM - 06:00 PMThursday08:30 AM - 06:00 PMFriday08:30 AM - 06:00 PM

This web site is designed for general information only. The information presented at this site should not be construed to be formal legal advice nor the formation of a lawyer/client relationship. Keil M. Larson website is powered by LexisNexis® Martindale-Hubbell®. || Sitemap